WSE





FOR NEW ISSUERS:
Preparation of flotation on the regulated market:
Comprehensive preparation of a company to listing on the regulated market and flotation on NewConnect, including in particular:
- preparation of a valuation and analysis of the company defines the parameters and structure of a potential issue,
- transformation of a legal form
- consultations at a statute and other corporate documents in terms of compliance with the requirements of the market
- preparation of the resolutions of the General Shareholders’ Meeting
- conducting training course for members of the Board and key management personnel in the range of disclosure obligations, disclosure and protectionof a confidential information, rules and restrictions on stock trading and also the implementation of obligations resulting from Corporate Governance Principles for companies listed on the WSE
- providing training courses in the range of ESPI and EBI systems
Flotation on the regulated market and conducting public offering (IPO)
- preparation of a Prospectus,
- acting as the offeror for purposes of a public offering and the flotation on the regulated market
- participating in the procedure before the Financial Supervisory Authority
- preparation of proposals for the flotation of securities on the regulated market
- representing the company before the Board of the Warsaw Stock Exchange
- coordination of the whole process
Advising on trading on the regulated market
- assistance in the implementation of information obligations
- informing about changes in legislation
- supporting the issuer in formal communication with the Warsaw Stock Exchange, Central Depository, the Financial Supervisory Board
- supporting processes of a dividend payment
FOR ISSUERS ALREADY LISTED:
Advising on disclosure obligations:
- training course in the field of disclosure obligations (including MAR Regulation ) and the ESPI, EBI systems
- help in the implementation of disclosure obligations
- preparation of internal regulations for a protection and disclosure of the confidential information
- informing about changes in legislation supporting the issuer in formal communication with the Warsaw Stock Exchange and Central Depository
Conducting offers with pre-emption rights:
- preparation of parameters and structure of emission
- preparation of drafts resolutions on General Shareholders’ Meeting
- performing the function of the Offeror
- preparation of prospectus and the procedure before the Financial Supervisory Authority
- preparation of documents for the Central Depository
- preparation of current reports
The delisting process (the withdrawal of the company from trading):
Comprehensive support in the process of withdrawal listed company from trading on the regulated market, including in particular:
- supporting the process of tender offer for shares/squeeze-out procedure
- preparation of the General Shareholders’ Meeting in accordance with the requirements of the Public Offer of Financial Instruments Act (announcement, resolutions)
- preparation of the application to the Financial Supervisory Authority
- preparation of the application to the Warsaw Stock Exchange
- preparation of documents for the Central Depository
- preparation of current reports for the company
- preparation of proposals for changes in the Statute and regulations of the company adapting them to the non-public nature of the company
- comprehensive coordination of the whole process
Mergers and acquisitions of companies listed on the regulated market, including backdoor-listing:
Comprehensive support in the process of mergers and acquisitions of listed companies, including in particular:
- preparation of a transaction parameters
- conducting the due diligence processof acquired company
- preparation of formal documents related to the merger, including merger plan
- preparation of current reports
- preparation ofthe Prospectus and a procedure before the Financial Supervisory Authority
- coordination of the whole process
Change of a nominal value of shares (resplit/split):
Comprehensive support in the process of changing a nominal value of shares including in particular:
- preparation of resolutions of corporate bodies and agreements,
- preparation of documents for Central Depository and Warsaw Stock Exchange
- coordination of a whole process
Other consultancy in the area of capital market, in particular:
- preparation of analyses and comparative valuations for the companies from the industry
- developing and implementingthe incentive programs based on shares
- help inrestructuring processes of companies listed on Warsaw Stock Exchange – action in order to restore the listing, the change of trading system, withdrawal from the Letters Alert List, help in the procedure before Warsaw Stock Exchange.
- help in a share buyback
- help in a procedure of dividend payment