AUTHORIZED ADVISOR ON REGULATED MARKET

FOR NEW ISSUERS:

Preparation of flotation on the regulated market:

Comprehensive preparation of a company to listing on the regulated market and flotation on NewConnect, including in particular:

• preparation of a valuation and analysis of the company defines the parameters and structure of a potential issue,
• transformation of a legal form
• consultations at a statute and other corporate documents in terms of compliance with the requirements of the market
• preparation of the resolutions of the General Shareholders’ Meeting
• conducting training course for members of the Board and key management personnel in the range of disclosure obligations, disclosure and protectionof a confidential information, rules and restrictions on stock trading and also the implementation of obligations resulting from Corporate Governance Principles for companies listed on the WSE
• providing training courses in the range of ESPI and EBI systems

Flotation on the regulated market and conducting public offering (IPO)

• preparation of a Prospectus,
• acting as the offeror for purposes of a public offering and the flotation on the regulated market
• participating in the procedure before the Financial Supervisory Authority
• preparation of proposals for the flotation of securities on the regulated market
• representing the company before the Board of the Warsaw Stock Exchange
• coordination of the whole process

Advising on trading on the regulated market

• assistance in the implementation of information obligations
• informing about changes in legislation
• supporting the issuer in formal communication with the Warsaw Stock Exchange, Central Depository, the Financial Supervisory Board
• supporting processes of a dividend payment

FOR ISSUERS ALREADY LISTED:

Advising on disclosure obligations:

• training course in the field of disclosure obligations (including MAR Regulation ) and the ESPI, EBI systems
• help in the implementation of disclosure obligations
• preparation of internal regulations for a protection and disclosure of the confidential information
• informing about changes in legislation supporting the issuer in formal communication with the Warsaw Stock Exchange and Central Depository

Conducting offers with  pre-emption rights:

• preparation of parameters and structure of emission
• preparation of drafts resolutions on General Shareholders’ Meeting
• performing the function of the Offeror
• preparation of prospectus and the procedure before the Financial Supervisory Authority
• preparation of documents for the Central Depository
• preparation of current reports

The delisting process (the withdrawal of the company from trading):

Comprehensive support in the process of withdrawal listed company from trading on the regulated market, including in particular:

• supporting the process of tender offer for shares/squeeze-out procedure
• preparation of the General Shareholders’ Meeting in accordance with the requirements of the Public Offer of Financial Instruments Act (announcement, resolutions)
• preparation of the application to the Financial Supervisory Authority
• preparation of the application to the Warsaw Stock Exchange
• preparation of documents for the Central Depository
• preparation of current reports for the company
• preparation of proposals for changes in the Statute and regulations of the company adapting them to the non-public nature of the company
• comprehensive coordination of the whole process

Mergers and acquisitions of companies listed on the regulated market, including backdoor-listing:

Comprehensive support in the process of mergers and acquisitions of listed companies, including in particular:

• preparation of a transaction parameters
• conducting the due diligence processof acquired company
• preparation of formal documents related to the merger, including merger plan
• preparation of current reports
• preparation ofthe Prospectus and a procedure before the Financial Supervisory Authority
• coordination of the whole process

Change of a nominal value of shares (resplit/split):

Comprehensive support in the process of changing a nominal value of shares including in particular:

• preparation of resolutions of  corporate bodies and agreements,
• preparation of documents for Central Depository and Warsaw Stock Exchange
• coordination of a whole process

Other consultancy in the area of capital market, in particular:

• preparation of analyses and comparative valuations for the companies from the industry
• developing and implementingthe incentive programs based on shares
• help inrestructuring processes of companies listed on Warsaw Stock Exchange – action in order to restore the listing, the change of trading system, withdrawal from the Letters Alert List, help in the procedure before Warsaw Stock Exchange.
• help in a share buyback
• help in a procedure of dividend payment